Financial Industry

  • Financial Industry

    What does AFC mean in accounting?

    Accredited Financial Counselor (AFC) Designation Essentials Status Currently offered and recognized by the issuing organization. Issuing Organization Association for Financial Counseling and Planning Education Qualification and Training Requirements What is AFC bank account? AFC Accounts means the AFC Participants’ funds which were transferred from the AFC Plan to the Trust…

  • Financial Industry

    How do you get your Series 7?

    To earn a series 7 license, follow these steps: Get a college degree. Stockbrokers and other financial advisors need a minimum of a four-year formal education to work in the financial field. … Take the Securities Industry Essentials (SIE) exam. … Find a job or internship. … Study. … Pass…

  • Financial Industry

    What does CSA box stand for?

    community supported agriculturecommunity supported agriculture.” By joining a CSA, members basically buy a portion (or share) of a local farm’s harvest for the year. You pay an initial fee in exchange for a weekly box of fresh and seasonal items. What does CSA mean box? Community Supported Agriculture box CSA…

  • Financial Industry

    How do I install Petnet smart feeder?

    The setup and installation of SmartFeeder takes just a few minutes. Download Petnet App. … Create your Petnet account, register your pet and food. … Power on the bowl. … Connect bowl with you phone. … Connect SmartFeeder to Wi-Fi. … Set up your SmartFeeder. … Add food to hopper.…

  • Financial Industry

    Is a wholesaler a broker?

    A wholesale broker is a type of insurance broker who acts as an intermediary between a retail broker and an insurer but has no contact with the insured. Wholesale agents place business brought to them by retail agents. What is the difference between a wholesaler and a broker? They both…

  • Financial Industry

    What is conduct risk and why does it matter?

    ‘Conduct risk is any action of an individual bank [or any other financial institution] that leads to customer detriment or negatively impacts market stability. ‘ [Philip Cooper, BBA Conduct Risk Seminar, Sept 2012] • ‘the risk that firm behaviour will result in poor. outcomes for customers’ [FSA, 2011]  Why does…

  • Financial Industry

    What is the best Series 7 study material?

    The Best Series 7 Exam Prep Courses Of February 2023 Securities Training Corporation Series 7 Courses. Achievable Test Prep Series 7 Courses. ExamFX Review Course. Kaplan Financial Education. Knopman Marks Series 7 Review. NRS Prep Classes. Pass Perfect Series 7 Course. Training Consultants Series 7 Exam Prep Course. Is Kaplan…

  • Financial Industry

    Which of the following is a non depository financial institution?

    These nondepository financial institutions include insurance companies, pension funds, brokerage firms, and finance companies. Which of the following are non depository institutions? Those that accept deposits from customers—depository institutions—include commercial banks, savings banks, and credit unions; those that don’t—nondepository institutions—include finance companies, insurance companies, and brokerage firms. Which of the…

  • Financial Industry

    What is medallia Kia?

    What does Medallia do? Medallia customers reduce churn, turn detractors into promoters and buyers, create in-the-moment cross-sell and up-sell opportunities, and drive revenue-impacting business decisions, providing clear and potent returns on investment. For more information visit www.medallia.com. What is the company Medallia? Medallia provides a platform for social, text, video,…

  • Financial Industry

    Is Rothschild a boutique?

    Rothschild, for example, is easily an elite boutique in Europe but isn’t quite as strong in the U.S. Many Analysts from elite boutiques exit into the largest PE funds and hedge funds, and the success percentage tends to be high simply because there are fewer applicants. What is considered a…

  • Financial Industry

    What does Schwab do?

    The Charles Schwab Corporation provides a full range of brokerage, banking, and financial advisory services through its operating subsidiaries. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (member SIPC), offers investment services and products, including Schwab brokerage accounts. What is Schwab known for? Schwab took an early lead in the…

  • Financial Industry

    Who regulates registered investment advisors?

    The SECThe SEC regulates investment advisers who manage $110 million or more in client assets, while state securities regulators have jurisdiction over advisers who manage up to $100 million. Who are RIAs regulated by? Securities Exchange Commission (SEC) Securities Exchange Commission (SEC) RIA compliance under the SEC comes from the…

  • Financial Industry

    What is the relationship between financial institutions and financial markets?

    The existing relationship between financial institutions and financial markets is that the latter depends on financial institutions for access to financial assets on investors’ behalf. Secondly, the prices of financial instruments in financial markets are majorly influenced by the financial institution’s activities. What is the role of financial institutions and…

  • Financial Industry

    What is DA Form 31?

    A DA 31 form is used by the Department of the Army. The form is a Request and Authority for Leave form that a member of the Army must use if they want to request leave. This could be a personal leave such as for traveling or vacations, or an…

  • Financial Industry

    Is Chamorro a nationality?

    The Chamorros are primarily Austronesian. Many have Filipino ancestry (another Austronesian group). Some are also descendants of Japanese people.…Chamorro people. Total population Guam 59,381 (2010 census) Northern Mariana Islands 12,902 (2010 census) Languages Chamorro (native) English (auxiliary) What is Guam nationality? Guam became a U.S. territory in 1898 and placed…

  • Financial Industry

    How do I get my AF Form 422?

    The 422 may be obtained from the member’s servicing Military Treatment Facility (MTF). Record Review Rip (Go to vMPF, click Self-Service Actions, then click Personal Data, then click Record Review/Update, then View/Print All Pages. What is the purpose of AF Form 422? AF Form 422 / Medical Clearance Reviews for…